Dear Holder. As requested, enclosed are the form and instructions needed to transfer stock to a new account or another holder. To request the transfer, you will need to complete the following steps: Step 1: Transfer Request form


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NameDear Holder. As requested, enclosed are the form and instructions needed to transfer stock to a new account or another holder. To request the transfer, you will need to complete the following steps: Step 1: Transfer Request form
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The IRS requires that we report the cost basis of certain shares acquired after January 1, 2011 and then sold. Shares transferred out of an account will be done using our default cost basis calculation of first in, first out (FIFO) unless otherwise instructed. Please consult your tax advisor if you need additional information about cost basis.


.

Dear Holder

.

As requested, enclosed are the form and instructions needed to transfer stock to a new account or another holder.
To request the transfer, you will need to complete the following steps:
Step 1: Transfer Request form – Complete the enclosed form. All current registered holders or a legally authorized representative must sign the “Authorized Signatures” section (section 6), a Signature Guarantee for each signature. An individual signing on behalf of the current registered holder must indicate his or her capacity next to the signature on the form (e.g. John Smith, Executor or John Smith, Custodian). See the enclosed FAQ document for additional information. You may obtain a Signature Guarantee by visiting our Headquarters Office in Los Angeles or our Administrative Office in San Gabriel.
Please include all original stock certificates along with the form. If a certificate is lost, please contact us to find out the cost and process for requesting a replacement. Lost certificates must be replaced prior to transferring the shares.
Step 2: Form W-9, tax certification – The new holder should sign and date section 8 of the enclosed Transfer Request form. If the new holder is unable to provide tax certification at this time, we will send him or her a Form W-9 (Request for Taxpayer Identification Number and Certification) once the transfer request is processed. RBB Bancorp will be required to withhold taxes on any dividends or other cash distributions until tax certification is received by us.
Step 3: Send all required documents outlined above to:
RBB Bancorp – Stock Transfer Department

7025 Orangethorpe Avenue

Buena Park, CA 90621
It is important that you follow the steps above to ensure that your transfer can be completed. Depending on the type of transfer being requested, your transfer should be completed within 10 business days of receipt. A statement will be sent to the new holder upon completion of the transfer. Please note, the statement cannot be sent to a third party. If your transfer cannot be processed due to missing or incomplete documentation, we will contact you for more information.
If the value of the shares you are transferring exceeds $10 million, or if you have any questions, please contact us.

Sincerely

RBB Bancorp

Enclosures
Current Holder Account Number

___________________________________

Name of Current Account Holder __ __ __ __ __ __ __ __ __ __ __

___________________________________ Company Name

Address

___________________________________ __ __ __ __ __ __ __ __ __ __ __

City, State, Zip


Transfer Request — See enclosed instructions PLEASE PRINT CLEARLY


CURRENT HOLDER INFORMATION

Shares to be Transferred

PLEASE NOTE: Whole shares cannot be divided into fractional share


1

Date of Death (mm/dd/yyyy)







/







/


















2

Day Time Telephone Number

















































3



Transfer ALL Shares (all book-entry shares and any certificated shares submitted)

If this box is checked, do not complete sections 4, 5 and 6.
PARTIAL TRANSFER:

4

DRS Book-Entry Shares (number of whole shares to transfer)


































5

Certificated Shares (number of whole shares to transfer)


IMPORTANT: Original certificate(s) must be submitted for your transfer to be executed.























6

Investment Plan Book-Entry Shares (number of whole and/or fractional shares to transfer, if applicable)


































.






















All Transferred Shares will be place in book-entry form unless otherwise requested in writing


7

Authorized Signatures —This section must be signed and stamped for your transfer to be executed.

The undersigned does (do) hereby irrevocably constitute and appoint RBB Bancorp / Royal Business Bank as attorney to transfer the said stock, as the case may be, on the books of said Company, with full power of substitution in the premises.
The signature(s) below on this Transfer Request form must correspond exactly with the name(s) as shown upon the face of the stock certificate. The below must be signed by all current registered holders, or a legally authorized representative with indication of his or her capacity next to the signature.
NOTE: Signature(s) must be stamped with a Signature Guarantee. Any Executive Officer of the Company or Bank may guarantee your signature by presenting them with valid identification (driver’s license or passport). If that is not possible please contact us.

(A NOTARY SEAL IS NOT ACCEPTABLE)


Required ► Signature Guarantee Stamp

(Notary Seal Is Not Acceptable)






Signature of All Current Holders or Legal Representatives









Date (mm / dd / yyyy)







/







/



















IMPORTANT ► You must complete all applicable fields for it to be valid.







NEW HOLDER / RECIPIENT INFORMATION Please complete for each new holder •Use additional pages as necessary


8

Account Type (mark only one box with an “X”):


Individual (complete A, B, F, G,H, I & J ) Custodial with Minor (complete A, B, C, F,G, H, I& J) Transfer on Death (complete A, B, C, F, G, H, I & J)

Joint (complete A, B, C, F, G, H, I & J) Estate (complete A, B, D, F, G, H, I & J)  Trustee/Trust (complete A-J)

Other (indicate type and complete A, B, C, F, G, H, I & J) _____________________________________

  1. New Holder’s Existing Account Number (If applicable)






































  1. Name (First, MI, Last) - Individual / Custodian / Trustee / Executor / Other




























































































  1. Name (First, MI, Last) - Joint Holder / Minor / Co-Trustee / TOD Beneficiary / Other (if applicable)





























































































  1. Trust / Estate Name (if applicable)



























































































Trust / Estate Name –Continued

























































  1. Date of Trust (mm / dd / yyyy) (if applicable)







/







/


















  1. Address Number and Street Number/Apt./Unit /PO Box





























































































  1. City /Town



























































































H State/Province







































































I Postal Code

































J Country























































Name of Beneficial Owner and Mailing Address

Holder Account Number

___________________________________

Name __ __ __ __ __ __ __ __ __ __ __

___________________________________ Company Name

Address

___________________________________ __ __ __ __ __ __ __ __ __ __ __

City, State, Zip
Use a black pen. Print in CAPITAL letters inside the grey areas as shown in this example

A

B

C





1

2

3





×






Form W-8BEN Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding


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